Aaron M. Pierce

TRUEVINE FAMILY WEALTH

ESTERO, FL

Some features on this profile are disabled

CRD#: 6145041

Professional summary

Aaron Michael Pierce, CFP®, who also goes by Aaron Pierce, is a registered financial advisor currently at TRUEVINE FAMILY WEALTH located in Estero, Florida.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Aaron has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Pierce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Unaffiliated insurance agent with the state of Florida

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Pierce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

August 13, 2024 - Present

TRUEVINE FAMILY WEALTH

Office #2: 9045 Strada Stell Court Suite 106, Naples, FL 34109

RIA

CRD#: 331649

ESTERO, FL

Past

October 14, 2020 - October 1, 2024

MUTUAL TRUST ADVISORY GROUP

RIA

CRD#: 277060

ESTERO, FL

Past

March 5, 2018 - October 20, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FORT MYERS, FL

Past

January 17, 2018 - October 20, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FORT MYERS, FL

Past

April 27, 2016 - November 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BONITA SPRINGS, FL

Past

April 21, 2016 - November 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BONITA SPRINGS, FL

Past

January 13, 2016 - March 15, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT MYERS, FL

Past

January 12, 2016 - March 15, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT MYERS, FL

Past

November 26, 2014 - January 29, 2016

GYROSCOPE CAPITAL MANAGEMENT GROUP LLC

RIA

CRD#: 142672

NAPLES, FL

Past

August 28, 2013 - January 4, 2016

MOORS & CABOT, INC.

RIA

CRD#: 594

NAPLES, FL

Past

July 8, 2013 - January 4, 2016

MOORS & CABOT, INC.

CRD#: 594

NAPLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2013

General Securities Representative Examination

Current Firm

TRUEVINE FAMILY WEALTH

TRUEVINE FAMILY WEALTH | TRUEVINE FAMILY WEALTH, LLC

CRD#: 331649 / SEC#:

Florida

Registered Investment Advisory firm - (8/13/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Estero, FL

Mailing Address

Phone number

(239) 908-1959

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 66,746,947

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron M. Pierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Pierce's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL TRUST ADVISORY GROUP

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

GYROSCOPE CAPITAL MANAGEMENT GROUP LLC

MOORS & CABOT, INC.

MOORS & CABOT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2013

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2013

Current Firm

TRUEVINE FAMILY WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRUEVINE FAMILY WEALTH

TRUST BUT VERIFY

Similar Advisors