Gregory A. Cassidy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Allen Cassidy was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2013. Gregory had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2020 - December 31, 2021
CUMBERLAND INVESTMENT COUNSEL INC.
January 23, 2013 - December 31, 2015
CUMBERLAND INVESTMENT COUNSEL INC.
Primary Firm SEC Registration
CUMBERLAND INVESTMENT COUNSEL INC.
CRD#: 110887 / SEC#: 801-41265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CUMBERLAND INVESTMENT COUNSEL INC.
CRD#: 110887 / SEC#: 801-41265
Contact information
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 1,272,160,433 |
Red Flags
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