Jed A. Parks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jed A Parks, who also goes by Jed Parks, was a registered financial professional .
Jed is a previously registered financial professional and started their career in finance in 2013. Jed had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2020 - March 14, 2022
RETIREONE INVESTMENT SERVICES, LLC
November 2, 2018 - November 14, 2019
OSAIC WEALTH, INC.
November 2, 2018 - November 14, 2019
OSAIC WEALTH, INC.
January 10, 2018 - November 2, 2018
SIGNATOR INVESTORS, INC.
May 13, 2016 - December 31, 2016
SIGNATOR INVESTORS, INC.
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
May 12, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 12, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 31, 2013 - June 26, 2013
PRINCIPAL SECURITIES, INC.
March 25, 2013 - August 9, 2013
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923 / SEC#: , 8-69640
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
