Brian W. Ott

ONE WEALTH MAP

Savannah, GA

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CRD#: 6144188

Professional summary

Brian William Ott is a registered financial advisor currently at ONE WEALTH MAP, LLC located in Savannah, Georgia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brian possesses an active Real Estate Salesperson license for the state of Georgia (license #434249). He spends less than 10% of his time on this activity. Business name: Parker Scott Realty LLC Start date: 08/23/2023 Address: 49 Park of Commerce Way #204, Savannah, Ga 31405 This activity is not investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Ott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2021 - Present

ONE WEALTH MAP, LLC

RIA

CRD#: 171750

Savannah, GA

Past

December 6, 2019 - November 16, 2020

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

LAWRENCE, MA

Past

December 6, 2019 - November 16, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

LAWRENCE, MA

Past

August 15, 2018 - December 6, 2019

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

WALTHAM, MA

Past

July 26, 2018 - December 6, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

WALTHAM, MA

Past

September 12, 2016 - July 19, 2018

SUREPATH WEALTH MANAGEMENT

RIA

CRD#: 283458

Burlington, MA

Past

June 1, 2016 - August 1, 2016

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

Andover, MA

Past

February 5, 2013 - August 1, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONE WEALTH MAP, LLC

CRD#: 171750 / SEC#: 801-114697

RIA

Registered Investment Advisory firm - (2/12/2019 Approved)

Texas

Registered Investment Advisory firm - (4/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ONE WEALTH MAP, LLC

CRD#: 171750 / SEC#: 801-114697

RIA

Registered Investment Advisory firm - (2/12/2019 Approved)

Texas

Registered Investment Advisory firm - (4/1/2021 Terminated)

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Contact information

Main Address

1980 Festival Plaza Drive Suite 300, Las Vegas, NV 89135

Mailing Address

Phone number

(702) 470-2660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JANUARY 2025 (1/6/2025)

Regulatory assets under management

Total Number of Accounts	1,314
AUM (Assets Under Management)	$ 1,101,210,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian W. Ott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Ott's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

SUREPATH WEALTH MANAGEMENT

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ONE WEALTH MAP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2016

Series 63

Date: 3/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2015

Series 6

Date: 2/4/2013

Current Firm

ONE WEALTH MAP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONE WEALTH MAP, LLC

TRUST BUT VERIFY

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