Pamela B. Velie
Professional summary
Pamela Battle Velie, who also goes by Pamela Maureen Battle, Pam Battle, Pamela Battle Starling, Pamela Battle Velie, is a registered financial professional currently at WINLO MANAGEMENT GROUP, LLC located in Austin, Texas.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 2013. Pamela has worked at 3 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE, Series 82 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Battle Velie's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2023 - Present
WINLO MANAGEMENT GROUP, LLC
Office #1: 300 W 6th St Suite 1550, Austin, TX 78701May 15, 2018 - December 31, 2018
HB SECURITIES, LLC
April 23, 2013 - January 16, 2018
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2025)
(6/19/2023)
(10/23/2024)
(8/8/2023)
(8/24/2023)
(6/4/2024)
Exams
Series 7TO
Date: 7/8/2024
General Securities Representative ExaminationSeries 82TO
Date: 6/17/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
WINLO MANAGEMENT GROUP, LLC
CRD#: 288383 / SEC#: , 8-69940
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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