LH
Loren E. Heger
FNEX CAPITAL
Indianapolis, IN 46204
Some features on this profile are disabled
CRD#: 6143753
LH
Professional summary
Loren Eugene Heger is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.
Loren is registered as a RR (Registered Representative) and started their career in finance in 2013. Loren has worked at 2 firms and has passed the Series 63, SIE, Series 82, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Loren Eugene Heger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2014 - Present
FNEX CAPITAL, LLC
Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204Office #2: One Indiana Square Suite 2252, Indianapolis, IN 46204BD
CRD#: 166316
Indianapolis, IN
Past
May 8, 2013 - June 5, 2014
STILLPOINT CAPITAL, LLC
BD
CRD#: 133146
TAMPA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2017)
RR
Alaska(5/9/2017)
RR
Arizona(5/14/2014)
RR
Arkansas(5/9/2017)
RR
California(5/14/2014)
RR
Colorado(5/9/2017)
RR
Connecticut(5/14/2014)
RR
Delaware(5/9/2017)
RR
District of Columbia(5/9/2017)
RR
Florida(8/7/2014)
RR
Georgia(5/9/2017)
RR
Hawaii(5/9/2017)
RR
Idaho(5/9/2017)
RR
Illinois(5/20/2014)
RR
Indiana(6/5/2014)
RR
Iowa(5/14/2014)
RR
Kansas(5/9/2017)
RR
Kentucky(5/14/2014)
RR
Louisiana(5/9/2017)
RR
Maine(5/9/2017)
RR
Maryland(5/9/2017)
RR
Massachusetts(5/14/2014)
RR
Michigan(5/9/2017)
RR
Minnesota(5/9/2017)
RR
Mississippi(5/9/2017)
RR
Missouri(5/9/2017)
RR
Montana(5/9/2017)
RR
Nebraska(5/9/2017)
RR
Nevada(5/9/2017)
RR
New Hampshire(5/9/2017)
RR
New Jersey(5/20/2014)
RR
New Mexico(5/9/2017)
RR
New York(5/14/2014)
RR
North Carolina(5/9/2017)
RR
North Dakota(5/9/2017)
RR
Ohio(5/14/2014)
RR
Oklahoma(5/9/2017)
RR
Oregon(5/9/2017)
RR
Pennsylvania(5/14/2014)
RR
Rhode Island(5/9/2017)
RR
South Carolina(5/9/2017)
RR
South Dakota(5/9/2017)
RR
Tennessee(5/15/2014)
RR
Texas(5/14/2014)
RR
Utah(5/9/2017)
RR
Vermont(5/9/2017)
RR
Virginia(5/9/2017)
RR
Washington(5/9/2017)
RR
West Virginia(5/9/2017)
RR
Wisconsin(5/9/2017)
RR
Wyoming(5/9/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/25/2013
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
