MD
Manjinder Dehal
RAYMOND JAMES (USA) LTD.
Toronto, On, M5H 3Y2
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CRD#: 6143492
MD
Professional summary
Manjinder Dehal, who also goes by Michael Dehal, is a registered financial advisor currently at RAYMOND JAMES (USA) LTD. .
Manjinder is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Manjinder has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Dehal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. MANJINDER DEHAL IS LOCATED AT #5300, SCOTIA PLAZA, 40 KING ST W. TORONTO ONTARIO CANADA M5H 3Y2 AND HAS BEEN EMPLOYED SINCE JULY 06, 2011. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES. 2) RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. MICHAEL DEHAL IS LOCATED AT #5300, SCOTIA PLAZA, 40 KING ST W. TORONTO ONTARIO CANADA M5H 3Y2 AND HAS BEEN LICENSED WITH RJFP SINCE JANUARY 24, 2012. HE IS A FULL-TIME EMPLOYEE. HE DEVOTES 20 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. 3) CLEFT PREVENTION INTERNATIONAL FOUNDATION INC. IS LOCATED AT 1627 15TH AVENUE, SAN FRANCISCO, CA. MICHAEL DEHAL IS THE CHIEF EXECUTIVE OFFICER OF THE ORGANIZATION AND BEING PART OF THE EXECUTIVE LEADERSHIP TEAM, HIS ROLE IS TO MOVE THE ORGANIZATION FORWARD TO FILL IT'S MISSION TO DECREASE PREVALENCE OF CLEFT LIP AND PALATE ANOMALIES WORLDWIDE BY IMPLEMENTING CLEFT PREVENTION PROGRAMS ON RESEARCH, EDUCATION AND TRAINING AND COLLABORATING WITH OTHER CLEFT ORGANIZATIONS. HE DEVOTES 5 HOURS TO THIS ACTIVITY AND THE EFFECTIVE DATE IS JULY 15, 2019. 4) Smile Train Canada Foundation (not an investment related business) is located at 633 Third Ave., 9th Floor, New York, NY 10017, USA. It's the largest cleft-focused organization in the world, with a model of true sustainability. Michael Dehal is Director. He is a volunteer and receives no compensation for this role. He participates in meetings on the growth and direction of the foundation, provides expertise on growth activities/fundraising, and reviews activities of the foundation. He devotes 10 hours per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Manjinder Dehal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Manjinder Dehal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2014 - Present
RAYMOND JAMES (USA) LTD.
Office #1: Suite 5300, Scotia Plaza 40 King Street West, Toronto, On, M5H 3Y2RIA
BD
CRD#: 25853
Toronto, On,
Current
May 29, 2013 - Present
RAYMOND JAMES (USA) LTD.
Office #1: Suite 5300, Scotia Plaza 40 King Street West, Toronto, On, M5H 3Y2RIA
BD
CRD#: 25853
Toronto, On,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/29/2014)
IAR
California(11/10/2014)
RR
Connecticut(1/21/2022)
RR
District of Columbia(5/5/2025)
RR
Florida(5/29/2013)
RR
Illinois(8/3/2023)
RR
Maryland(8/19/2025)
RR
Michigan(10/31/2022)
RR
New York(8/3/2023)
RR
Ohio(12/11/2024)
RR
Pennsylvania(6/25/2020)
RR
Washington(5/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RJ
RAYMOND JAMES (USA) LTD.
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
CRD#: 25853 / SEC#: 801-72137, 8-42071
RIA
Registered Investment Advisory firm - SEC (2/10/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2
Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2
Phone number
(604) 659-8200
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
175
SEC notice filing (31 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory assets under management
| Total Number of Accounts | 4,869 |
| AUM (Assets Under Management) | $ 1,991,381,912 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES (USA) LTD.
CRD#: 25853Toronto, On, M5H 3Y2TRUST BUT VERIFY
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