CG
Courtney C. Garner
INTRUA FINANCIAL
Houston, TX 77098
Some features on this profile are disabled
CRD#: 6143389
CG
Professional summary
Courtney Crawford Garner, CFP®, who also goes by Courtney Laine Crawford, is a registered financial advisor currently at INTRUA FINANCIAL located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.
Courtney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Courtney has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Courtney Laine Crawford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/11/2015 - Intrua Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/02/2015 - 0 Hrs/Mth - 0 Hrs During Trading - TIME SPENT 0 HOURS PER MONTH. 2. 10/23/2015 - Intrua Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/15/2015 - 160 Hours Per Month/100 Hours During Securities Trading. 3. 8/11/2020 - Intrua Financial - DBA: Oakmont Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Relationship Manager - Started 08/14/2020 - 2 Hours Per Month/1 Hour During Securities Trading - Time Spent 1% - I provide administrative support to Intrua Financial, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/30/2023 - Freedom Wealth Alliance - Registered Investment Advisor DBA - Director of Financial Planning - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 160 Hours Per Month/ 0 Hours During Trading - I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Courtney Crawford Garner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
October 28, 2015 - Present
INTRUA FINANCIAL
Office #1: 3737 Buffalo Speedway Suite 400, Houston, TX 77098RIA
CRD#: 281554
Houston, TX
Current
January 29, 2014 - Present
LPL FINANCIAL LLC
Office #1: 3737 Buffalo Speedway Ste 400, Houston, TX 77098RIA
BD
CRD#: 6413
Houston, TX
Past
July 2, 2014 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/7/2023)
RR
Arizona(11/21/2023)
RR
California(9/7/2023)
RR
Colorado(1/3/2024)
RR
Connecticut(11/21/2023)
RR
Delaware(9/7/2023)
RR
District of Columbia(4/10/2024)
RR
Florida(7/2/2024)
RR
Georgia(9/7/2023)
RR
Illinois(6/21/2024)
RR
Kansas(1/2/2024)
RR
Louisiana(9/7/2023)
RR
Maine(9/7/2023)
RR
Maryland(1/4/2024)
RR
Michigan(9/7/2023)
RR
Minnesota(9/7/2023)
RR
Missouri(1/2/2024)
RR
Montana(12/6/2023)
RR
New Jersey(9/7/2023)
RR
New Mexico(1/3/2024)
RR
New York(9/7/2023)
RR
North Carolina(9/21/2023)
RR
Oklahoma(1/2/2024)
RR
Oregon(11/27/2023)
RR
Pennsylvania(9/7/2023)
RR
Rhode Island(9/7/2023)
RR
South Carolina(9/7/2023)
RR
South Dakota(1/3/2024)
RR
Tennessee(9/7/2023)
RR
Texas(6/30/2014)
IAR
Texas(10/28/2015)
RR
Utah(12/20/2023)
RR
Virginia(9/7/2023)
RR
Washington(3/19/2024)
RR
Wisconsin(11/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
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Contact information
Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
