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Kyle E Murphy

CRD# 6143266·Registered 2015 - 2018
Previously Registered: Being a previously registered professional could mean that Kyle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kyle E Murphy, who also goes by Kyle Evan Murphy, Kyle Murphy, was a registered financial advisor. Kyle was a previously registered financial professional and started their career in finance 2015 - 2018. Kyle had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kyle Evan Murphy, Kyle Murphy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

T3 TRADING GROUP, LLC·CRD# 154431
BD
New York, NY
May 23, 2018 - November 14, 2018
FOUNDERS FINANCIAL ALLIANCE, LLC·CRD# 173011
RIA
Wilmington, NC
March 2, 2016 - May 16, 2016
LPL FINANCIAL LLC·CRD# 6413
BD
Chapel Hill, NC
February 29, 2016 - June 7, 2016
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Wilmington, NC
September 1, 2015 - March 2, 2016
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Wilmington, NC
March 19, 2015 - March 2, 2016

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Current Firm

TT
T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: 8-68639
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone Number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T3 COMPANIES, LLCMEMBER/OWNER—
LI, XIAOYANPRINCIPAL OPERATIONS OFFICER4465893
LI, XIAOYANPRINCIPAL FINANCIAL OFFICER4465893
LI, XIAOYANFINOP4465893
MARQUIS, GARRET CHRISTIANCHIEF EXECUTIVE OFFICER3198686
PIKOWSKI, STEVENCHIEF COMPLIANCE OFFICER1562340
REDLER, SCOTT JASON JRCHIEF STRATEGIC OFFICER2680492

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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