Brian P. O'shaughnessy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick O'shaughnessy was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2013. Brian had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - December 31, 2025
RAMA CAPITAL PARTNERS
January 27, 2020 - December 31, 2020
RAMA CAPITAL PARTNERS
December 9, 2016 - December 31, 2019
RAMA CAPITAL PARTNERS
October 31, 2013 - December 19, 2015
RAMA CAPITAL PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
RAMA CAPITAL PARTNERS
CRD#: 166347 / SEC#: 801-92172
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 54,867,302 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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