Kevin A. Kuhn

KUHN & COMPANY INVESTMENT COUNSEL

CHICAGO, IL 60631

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CRD#: 6142849

Professional summary

Kevin Alexander Kuhn is a registered financial advisor currently at KUHN & COMPANY INVESTMENT COUNSEL, LLC located in Chicago, Illinois.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 3 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/2016 Principal and CPA for Kuhn & Company, CPAs,PC;8770 W Bryn Mawr Ave, Suite 710, Chicago, IL 60631; provide general accounting, tax preparation, bill paying, payroll processing, and assurance services; non- investment related; approx. 40% time spent; tax work for individuals and trusts 2) St. Viator High School; Board of Trustees; non investment related; Arlington Heights, IL; approximately two hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Alexander Kuhn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2019 - Present

KUHN & COMPANY INVESTMENT COUNSEL, LLC

Office #1: 8770 W Bryn Mawr Ave Suite 710, Chicago, IL 60631

RIA

CRD#: 306434

CHICAGO, IL

Past

May 8, 2018 - November 6, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Roselle, IL

Past

February 3, 2017 - November 6, 2019

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Roselle, IL

Past

February 12, 2013 - August 5, 2016

CITADEL SECURITIES LLC

CRD#: 116797

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KUHN & COMPANY INVESTMENT COUNSEL, LLC

KUHN & COMPANY INVESTMENT COUNSEL, LLC | KUHN & COMPNAY INVESTMENT COUNSEL, LLC

CRD#: 306434 / SEC#: 801-126088

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

Illinois

Registered Investment Advisory firm - (8/19/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/4/2013

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/11/2013

General Securities Representative Examination

Current Firm

KUHN & COMPANY INVESTMENT COUNSEL, LLC

KUHN & COMPANY INVESTMENT COUNSEL, LLC | KUHN & COMPNAY INVESTMENT COUNSEL, LLC

CRD#: 306434 / SEC#: 801-126088

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

Illinois

Registered Investment Advisory firm - (8/19/2022 Terminated)

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Contact information

Main Address

8770 W Bryn Mawr Ave Suite 710, Chicago, IL 60631

Mailing Address

Phone number

(630) 416-7700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KUHN & COMPANY INVESTMENT COUNSEL, LLC ADV BROCHURE SEC REGISTERED (3/18/2025)

Regulatory assets under management

Total Number of Accounts	176
AUM (Assets Under Management)	$ 153,436,260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin A. Kuhn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Alexander Kuhn's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CITADEL SECURITIES LLC

Primary Firm SEC Registration

KUHN & COMPANY INVESTMENT COUNSEL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2018

SIE

Date: 10/1/2018

Series 55

Date: 5/4/2013

Series 7

Date: 2/11/2013

Current Firm

KUHN & COMPANY INVESTMENT COUNSEL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KUHN & COMPANY INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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