KZ
Kevin M. Zickler
VOYA FINANCIAL ADVISORS
Spokane, WA
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CRD#: 6142739
KZ
Professional summary
Kevin Michael Zickler, who also goes by Kevin Michael Zickler, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Spokane, Washington.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Michael Zickler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:Spokane Youth Sports Association; No; 800 N Hamilton Suite; Spokane; WA; 99202; Coach; Coach; 9/8/2021; 8; 0; Soccer coach for my sons team|NAME OF ENTITY:Spokane Youth Sports Association; No; 800 N Hamilton, Suite 201; Spokane; WA; 99202; I am coaching my sons soccer team; coach; 9/19/2022; 12; 0; help the kids on my team learn to play soccer|
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Zickler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Michael Zickler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #2: 1201 Pacific Ave Suite 600, Tacoma, WA 98402RIA
BD
CRD#: 2882
Spokane, WA
Current
May 22, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #2: 1201 Pacific Ave Suite 600, Tacoma, WA 98402RIA
BD
CRD#: 2882
Spokane, WA
Past
May 2, 2016 - September 14, 2018
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Liberty Lake, WA
Past
May 2, 2016 - September 14, 2018
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Liberty Lake, WA
Past
April 22, 2013 - April 1, 2016
EDWARD JONES
RIA
CRD#: 250
SPOKANE, WA
Past
January 25, 2013 - April 1, 2016
EDWARD JONES
BD
CRD#: 250
SPOKANE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(5/22/2020)
IAR
Washington(5/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
