Louis B. Granger

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CRD#: 6142289

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Louis Butler Granger was a registered financial professional .

Louis is a previously registered financial professional and started their career in finance in 2013. Louis had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE GRANGER FAMILY LIMITED PARTNERSHIP, NOT INV RELATED, AUSTIN,TX, 33% OWNER, START: 12/12, 4 HOURS PER MONTH/ 0 DURING TRADING. 2) GRANGER BROTHERS LLC, INV RELATED, AUSTIN, TX, 33.33% OWNER, START: UNKNOWN, 0 HOURS. 3) BUTLER FAMILY PARTNERSHIP LTD, INV RELATED, AUSTIN, TX, 2.845%,0 HOURS,NO DUTIES; SHINOAK RANCH, LTD, INV RELATED, AUSTIN, TX, 2.75%, START: 1/2010, 0 HOURS, NO DUTIES. 4) SHINOAK RANCH LTD; INV RELATED; AUSTIN, TX; FAMILY REAL ESTATE; 2.75% OWNERSHIP; START 1/1/2010; 0 HOURS PER MONTH, 0 DURING TRADING. 5) LIBERTY HILL LAND PARTNERSHIP - AUSTIN, TX, NOT INV RELATED - RANCH MANAGEMENT - PARTNER/OWNER - 5.9255% INTEREST - 2010 - 0 HOURS DEVOTED - 0 HOURS DURING SECURITIES TRADING HOURS. 6) BERR PROPERTIES, LTD - AUSTIN, TX - INVESTMENT RELATED - REAL ESTATE INVESTMENT & MANAGEMENT - LIMITED PARTNER - OWN 6% INTEREST - 1998 - 0 HOURS DEVOTED - 0 HOURS DURING SECURITIES TRADING HOURS. 7) RENTAL PROPERTY; INV RELATED; AUSTIN, TX; RESIDENTIAL; 100% OWNERSHIP; START 10/30/2015; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. 8) Louis BG, LLC; Investment-related; Austin, TX; Investment Vehicle; Director/Officer; 100% Ownership; 11/5/2016; 5hrs/mnth; 0hrs/mnth; analyze investment opportunities 9) 24 BP LLC; Non-investment related; Austin, TX; To hold rental property; Director/Officer; 100% Owner; 7/1/2021; 10 hrs/mnth; 0 hrs/mnth; Supervision & Review of Construction 10) Granger & Granger LLC; Investment related; Austin, TX; Investment Vehicle; Director/Officer; 50% owner; 1/1/2014; 2 hrs/mnth; 0 hrs/mnth; analyze investment opportunities 11) USCWA, LLC; Investment related; Houston, TX; IAR; financial advisor; 10/2021; >1hr/month; 1-8 trading hours; adviser

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 18, 2021 - November 18, 2024

U.S. CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 288199

Austin, TX

Past

October 18, 2021 - November 18, 2024

USCA SECURITIES LLC

CRD#: 103789

AUSTIN, TX

Past

September 23, 2014 - October 28, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUSTIN, TX

Past

September 23, 2014 - October 28, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUSTIN, TX

Past

April 15, 2013 - June 25, 2014

STEPHENS

RIA

CRD#: 3496

AUSTIN, TX

Past

March 5, 2013 - June 25, 2014

STEPHENS

CRD#: 3496

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2013

General Securities Representative Examination

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA

Registered Investment Advisory firm - (5/3/2017 Approved)

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Contact information

Main Address

4444 Westheimer Rd. Suite G500, Houston, TX 77027

Mailing Address

Phone number

(713) 366-0500

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

USCWA ADV PART 2A MARCH 28, 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	10,833
AUM (Assets Under Management)	$ 7,282,480,817

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
01/23/2024	Cover Page	Report
03/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louis B. Granger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

USCA SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

STEPHENS

STEPHENS

Primary Firm SEC Registration

U.S. CAPITAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2013

Current Firm

U.S. CAPITAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

U.S. CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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