Gregory L. Rushing
Professional summary
Gregory Lee Rushing is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in Los Angeles, California.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2013. Gregory has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Lee Rushing's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2022 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 333 South Grand Avenue 28th Floor, Los Angeles, CA 90071December 12, 2017 - August 2, 2022
STARWOOD CAPITAL, L.L.C.
March 4, 2015 - July 27, 2017
CAREY FINANCIAL, LLC
December 9, 2013 - March 6, 2015
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2022)
(1/30/2025)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/14/2014
Limited Representative-Equity Trader ExamFINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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