Thomas R. Pargett

BOULAY WEALTH

Eden Prairie, MN 55344

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CRD#: 6141135

Professional summary

Thomas Russell Pargett, CFP® is a registered financial advisor currently at BOULAY WEALTH located in Eden Prairie, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Thomas has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity: Financial Planning Association of NE, P.O. Box 24133 Omaha, NE 68124; Position: Board Member; Duties: Board Member; Start Date: 1/1/2022, Non-Investment Related; Hours: 2 hours/month; Compensation: $0 Entity: Morningside University, 1501 Morningside Ave, Sioux City, IA 511064; Position: Board Member; Duties: School of Business Advisor Board; Start Date: 141/2022, Non-Investment Related; Hours: 4 hours/month; Compensation: $0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Russell Pargett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 21, 2025 - Present

BOULAY WEALTH

Office #1: 11095 Viking Drive Suite 500, Eden Prairie, MN 55344

RIA

CRD#: 111334

Eden Prairie, MN

Past

June 21, 2023 - February 25, 2025

CWM, LLC

RIA

CRD#: 155344

Omaha, NE

Past

September 19, 2019 - May 31, 2023

BERGANKDV WEALTH MANAGEMENT, LLC

RIA

CRD#: 143038

Omaha, NE

Past

November 6, 2017 - September 9, 2019

CREATIVE PLANNING

RIA

CRD#: 105348

OMAHA, NE

Past

March 17, 2016 - November 2, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

February 8, 2016 - November 2, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Omaha, NE

Past

February 8, 2016 - November 2, 2017

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

November 19, 2013 - February 9, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LINCOLN, NE

Past

November 19, 2013 - February 9, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LINCOLN, NE

Past

August 19, 2013 - October 17, 2013

WADDELL & REED

RIA

CRD#: 866

LINCOLN, NE

Past

July 30, 2013 - October 17, 2013

WADDELL & REED

CRD#: 866

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOULAY WEALTH

BOULAY FINANCIAL ADVISORS, LLC | BOULAY WEALTH

CRD#: 111334 / SEC#: 801-60141

RIA

Registered Investment Advisory firm - (4/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2013

General Securities Representative Examination

Current Firm

BOULAY WEALTH

BOULAY FINANCIAL ADVISORS, LLC | BOULAY WEALTH

CRD#: 111334 / SEC#: 801-60141

RIA

Registered Investment Advisory firm - (4/17/2001 Approved)

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Contact information

Main Address

11095 Viking Drive Suite 500, Eden Prairie, MN 55344

Mailing Address

Phone number

(952) 893-9320

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOULAY WEALTH AUG 2025 ADV 2A.2B (8/29/2025)

Regulatory assets under management

Total Number of Accounts	4,260
AUM (Assets Under Management)	$ 2,420,741,792

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas R. Pargett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Russell Pargett's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWM, LLC

BERGANKDV WEALTH MANAGEMENT, LLC

CREATIVE PLANNING

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

BOULAY WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2013

SIE

Date: 11/2/2017

Series 7

Date: 7/30/2013

Current Firm

BOULAY WEALTH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOULAY WEALTH

TRUST BUT VERIFY

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