Alex Pittenger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Pittenger, who also goes by Alex M Pittenger, Alex Pittenger, Alexander M Pittenger, Alexander Moore Pittenger, was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2013. Alex had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2018 - December 31, 2018
ARCHER CAPITAL MANAGEMENT LLC
March 8, 2017 - July 18, 2017
BB&T INVESTMENT SERVICES, INC.
March 6, 2017 - July 18, 2017
BB&T INVESTMENT SERVICES, INC.
September 14, 2016 - February 16, 2017
TRUIST ADVISORY SERVICES, INC.
May 29, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 16, 2014 - February 16, 2017
TRUIST INVESTMENT SERVICES, INC.
March 6, 2013 - April 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCHER CAPITAL MANAGEMENT LLC
CRD#: 290093 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
