Eric R. Joynt

PROSPETTIVA FINANCIAL

Missoula, MT

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CRD#: 6140720

Professional summary

Eric Robert Joynt, CFP®, ChFC®, CLU® is a registered financial advisor currently at PROSPETTIVA FINANCIAL located in Missoula, Montana.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Eric has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SGL Investment Advisors (SGLIA) - Yes, investment-related (affiliate firm) - same address (283 W. Front St., Ste. 302, Missoula, MT 59802) - Investment Advisor Firm - Financial Advisor and Executive Assistant - Registered as an advisor 4/4/2022 - approximately 64 hours a month, including market hours to SGLIA business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Robert Joynt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 21, 2023 - Present

PROSPETTIVA FINANCIAL

RIA

CRD#: 148760

Missoula, MT

Past

April 4, 2022 - June 6, 2022

SGL INVESTMENT ADVISORS, INC.

RIA

CRD#: 145167

MISSOULA, MT

Past

August 4, 2021 - May 31, 2022

S.G. LONG & COMPANY

CRD#: 47511

MISSOULA, MT

Past

June 23, 2021 - June 6, 2022

S.G. LONG & COMPANY

RIA

CRD#: 47511

MISSOULA, MT

Past

February 5, 2013 - October 17, 2019

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPETTIVA FINANCIAL

PROSPETTIVA FINANCIAL | RHODES & FLETCHER, LLC | PROSPETTIVA FINANCIAL, LLC | PROSPETTIVA FINANCIAL LLC

CRD#: 148760 / SEC#: 801-123729

RIA

Registered Investment Advisory firm - (4/18/2022 Approved)

California

Registered Investment Advisory firm - (5/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(11/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/13/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/11/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/4/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROSPETTIVA FINANCIAL

PROSPETTIVA FINANCIAL | RHODES & FLETCHER, LLC | PROSPETTIVA FINANCIAL, LLC | PROSPETTIVA FINANCIAL LLC

CRD#: 148760 / SEC#: 801-123729

RIA

Registered Investment Advisory firm - (4/18/2022 Approved)

California

Registered Investment Advisory firm - (5/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2022 Terminated)

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Contact information

Main Address

22 Battery Street Suite 426, San Francisco, CA 94111

Mailing Address

Phone number

(415) 362-8636

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROSPETTIVA FINANCIAL LLC - FORM ADV PART 2A (2/10/2025)

Regulatory assets under management

Total Number of Accounts	292
AUM (Assets Under Management)	$ 115,975,033

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric R. Joynt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Robert Joynt's CRS (Customer Relationship Summary).

Certified licenses

Experience

SGL INVESTMENT ADVISORS, INC.

S.G. LONG & COMPANY

S.G. LONG & COMPANY

STATE FARM VP MANAGEMENT CORP.

Primary Firm SEC Registration

PROSPETTIVA FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/2015

Series 7TO

Date: 10/11/2021

SIE

Date: 10/1/2018

Series 6

Date: 2/4/2013

Current Firm

PROSPETTIVA FINANCIAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPETTIVA FINANCIAL

TRUST BUT VERIFY

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