Tom M. Owiti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tom Mboya Owiti was a registered financial professional .
Tom is a previously registered financial professional and started their career in finance in 2013. Tom had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2024 - March 26, 2026
BEACON WEALTH CONSULTANTS, INC.
June 2, 2016 - December 31, 2017
PFS INVESTMENTS INC.
April 26, 2016 - December 31, 2017
PFS INVESTMENTS INC.
February 4, 2013 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 11, 2013 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
BEACON WEALTH CONSULTANTS, INC.
CRD#: 154939 / SEC#: 801-118970
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON WEALTH CONSULTANTS, INC.
CRD#: 154939 / SEC#: 801-118970
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 236,888,006 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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