Amber J. Pearson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber Judah Pearson, who also goes by Amber Nicole Judah, was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2013. Amber had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2025 - July 11, 2025
KESTRA INVESTMENT SERVICES, LLC
May 28, 2025 - July 11, 2025
KESTRA ADVISORY SERVICES, LLC
February 28, 2022 - July 10, 2023
SANCTUARY ADVISORS, LLC
February 28, 2022 - July 10, 2023
SANCTUARY SECURITIES, INC.
December 14, 2021 - February 7, 2022
EDWARD JONES
December 14, 2021 - February 7, 2022
EDWARD JONES
April 2, 2020 - November 26, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2020 - November 26, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 2018 - April 8, 2020
J.P. MORGAN SECURITIES LLC
April 17, 2018 - April 8, 2020
J.P. MORGAN SECURITIES LLC
February 13, 2013 - October 11, 2017
J.P. MORGAN SECURITIES LLC
January 10, 2013 - October 11, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
