Patrick Butler
Professional Summary
Patrick Butler was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 2014 - 2023. Patrick had worked at 2 firms and has passed the Series 63, Series 62, SIE, Series 7, Series 82, Series 3, Series 11 and Series 30 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
BRASIL PLURAL SECURITIES LLC | SIMETRIA INTERNATIONAL MARKETS LLC | PKBR SECURITIES LLC
Contact Information
Main Address
2601 S Bayshore Drive Suite 1205, Miami, FL 33133Mailing Address
2601 S Bayshore Drive Suite 1205, Miami, FL 33133Phone Number
(212) 388-5600Established
Delaware since 09/09/2011Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 82 — Limited Representative-Private Securities Offerings
Passed Sep 2015About the Series 82 examSeries 11 — Assistant Representative-Order Processing Qualification Exam
Passed Mar 2014Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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