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Devon Warren

CRD# 6139834·Registered 2013 - 2021
Previously Registered: Being a previously registered professional could mean that Devon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Devon Warren, who also goes by Devon I Warren, was a registered financial advisor. Devon was a previously registered financial professional and started their career in finance 2013 - 2021. Devon had worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Devon I Warren

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

EASTDIL SECURED ADVISORS LLC·CRD# 304434
BD
New York, NY
October 1, 2019 - March 17, 2021
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
New York, NY
January 24, 2017 - October 1, 2019
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
New York, NY
February 18, 2014 - April 30, 2015
MD GLOBAL PARTNERS, LLC·CRD# 140988
BD
New York, NY
March 14, 2013 - July 2, 2013

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Current Firm

ES
EASTDIL SECURED ADVISORS LLC

EASTDIL SECURED ADVISORS LLC

CRD#: 304434 / SEC#: 8-70367
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401

Mailing Address

100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401

Phone Number

(310) 526-9000

Established

Delaware since 05/23/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EASTDIL SECURED ADVISORS HOLDINGS LTD.SOLE MEMBER—
BONINA, CAROLE ANGELACCO/PRINCIPAL2993602
PORTNOFF, DAVID ROSSFINOP/PFO/POO2977967
VAN KONYNENBURG, DERK MICHAELPRESIDENT/PRINCIPAL1487741

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2013About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2013About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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