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TR

Thomas R. Roberts

TORCH PARTNERS CORPORATE FINANCE
London, W1G 0PW
Some features on this profile are disabled
CRD#: 6139676
TR

Professional summary

Thomas Robert Roberts, who also goes by Thomas Roberts, is a registered financial professional currently at TORCH PARTNERS CORPORATE FINANCE INC .

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 1 firm and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Robert Roberts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2013 - Present

TORCH PARTNERS CORPORATE FINANCE INC

Office #1: 33 Cavendish Square, London, W1G 0PW
BD
CRD#: 159175
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/25/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TORCH PARTNERS CORPORATE FINANCE INC
TORCH PARTNERS CORPORATE FINANCE INC

CRD#: 159175 / SEC#: , 8-68966

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
33 Cavendish Square, London, W1G 0PW
Mailing Address
33 Cavendish Square, London, W1G 0PW
Phone number
0044207 227-8830
Established
California since 03/04/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TORCH PARTNERS IB HOLDINGS LIMITEDOWNER
DREPAUL, ROSHNI ARUNAFINOP6487453
IGNALL, EVAN TODDCCO2039007
ROBSON, RUPERT WILLIAMCHIEF EXECUTIVE OFFICER5991891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TORCH PARTNERS CORPORATE FINANCE INC

CRD#: 159175London, W1G 0PW

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