Millard G. Laney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Millard Graves Laney, who also goes by Miles Laney, Millard Graves Laney III, Millard Laney, Millard Graves Laney III, was a registered financial professional .
Millard is a previously registered financial professional and started their career in finance in 2013. Millard had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2019 - April 17, 2023
PLANMEMBER SECURITIES CORPORATION
June 1, 2018 - September 11, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 24, 2018 - September 11, 2019
RAYMOND JAMES & ASSOCIATES, INC.
October 18, 2016 - February 20, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 4, 2016 - February 20, 2018
RAYMOND JAMES & ASSOCIATES, INC.
March 16, 2015 - June 2, 2015
TRUIST INVESTMENT SERVICES, INC.
September 8, 2014 - February 4, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
October 28, 2013 - February 3, 2014
FIDELITY BROKERAGE SERVICES LLC
April 12, 2013 - October 15, 2013
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
