AK
Amy R. Kincaid
AE WEALTH MANAGEMENT
Greenville, SC 29615
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CRD#: 6139094
AK
Professional summary
Amy Rebecca Kincaid, CLU® is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Greenville, South Carolina.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Amy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KINCAID RETIREMENT & WEALTH MANAGEMENT; INV RELATED:YES; ADDRESS:9 CALEDON COURT, STE B. GREENVILLE, SC 29615; NATURE:INSURANCE/ANNUITIES/SECURITIES; POSITION:CEO/SALES PRODUCER ; START DATE:3/26/2019; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES: SALES, MANAGEMENT OF LLC/BUSINESS 2. KFS, LLC; Yes Investment Related; 9 Caledon Court, Ste 9, Greenville SC 29681; AUM Commissions; Owner; Start Date: 11/2024; 30 Hours per Month; 30 Hours During Trading; Producer. 3. AE MEDICARE PARTNERSHIP PROGRAM; Not Investment Related; 9 Caledon Court, Ste 9, Greenville SC 29681; Referral Partner; Agent; Start Date: 01/2025; 1 Hour per Month; 1 Hour during Trading Hours; Referral Partner. 4. Author; Not Investment Related; 9 Caledon Court, Ste 9, Greenville SC 29681; Author of published book; Position: Author; Start Date: 3/3/2025; Hours/Month 0; Trading Hours/Month 0; Author. 5. Kincaid Property Management, LLC; Investment Related; 9 Caledon Court, Ste B, Greenville SC 29615; Nature: Land purchase for future office; Position: CEO/Owner; Start Date: 5/2025; Approx. 0 Hours/Month; Approx. 0 Trading Hours; Duties: Land Ownership
CRS (Client Relationship Summary) - RIA
Click below to view Amy Rebecca Kincaid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2021 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 9 Caledon Ct Ste B, Greenville, SC 29615RIA
CRD#: 282580
Greenville, SC
Past
April 17, 2018 - December 23, 2021
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
Greenville, SC
Past
September 29, 2017 - December 23, 2021
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
Greenville, SC
Past
August 14, 2015 - October 6, 2017
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(11/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Greenville, SC 29615TRUST BUT VERIFY
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