David S. Sefton

SEFTON FINANCIAL PLANNING

Sacramento, CA

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CRD#: 6138994

Professional summary

David Scott Sefton, ChFC® is a registered financial advisor currently at SEFTON FINANCIAL PLANNING located in Sacramento, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Sefton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

January 15, 2013 - Present

SEFTON FINANCIAL PLANNING

RIA

CRD#: 166187

Sacramento, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/15/2013)

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Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2012

Uniform Investment Adviser Law Examination

Current Firm

SEFTON FINANCIAL PLANNING

SEFTON FINANCIAL PLANNING | SEFTON, DAVID SCOTT

CRD#: 166187 / SEC#:

California

Registered Investment Advisory firm - (1/15/2013 Approved)

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Contact information

Main Address

Sacramento, CA

Mailing Address

Phone number

(916) 508-0560

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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David S. Sefton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Sefton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEFTON FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2012

Current Firm

SEFTON FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

SEFTON FINANCIAL PLANNING

TRUST BUT VERIFY

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