Adam G. Schmidt

STRATEGIC WEALTH PARTNERS LLC

Fort Thomas, KY

Some features on this profile are disabled

CRD#: 6138947

Professional summary

Adam Gregory Schmidt, who also goes by Adam G Schmidt, is a registered financial advisor currently at STRATEGIC WEALTH PARTNERS LLC located in Fort Thomas, Kentucky.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Adam has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam G Schmidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Gregory Schmidt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2025 - Present

STRATEGIC WEALTH PARTNERS LLC

Office #2: 230 Franklin Rd Building 2b, Franklin, TN 37064

RIA

CRD#: 336564

Fort Thomas, KY

Past

August 30, 2023 - September 24, 2025

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

Fort Thomas, KY

Past

September 18, 2018 - April 28, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

September 18, 2018 - April 28, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Past

January 4, 2016 - June 27, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

July 18, 2014 - June 27, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH PARTNERS LLC

CRD#: 336564 / SEC#: 801-134414

RIA

Registered Investment Advisory firm - (9/24/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(10/6/2025)

IAR

Tennessee
(11/26/2025)

IAR

Texas
(10/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2014

General Securities Representative Examination

Current Firm

STRATEGIC WEALTH PARTNERS LLC

CRD#: 336564 / SEC#: 801-134414

RIA

Registered Investment Advisory firm - (9/24/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

230 Franklin Rd Building 2b, Franklin, TN 37064

Mailing Address

Phone number

(407) 310-3354

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE - STRATEGIC WEALTH PARTNERS LLC (11/7/2025)

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 101,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam G. Schmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Gregory Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STRATEGIC WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2015

Series 63

Date: 7/25/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2014

Current Firm

STRATEGIC WEALTH PARTNERS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors