RT
Ryan Tucker
EVERSPIRE
Midvale, UT 84047
Some features on this profile are disabled
CRD#: 6138767
RT
Professional summary
Ryan Tucker, who also goes by Ryan Terry Tucker, Ryan Tucker, is a registered financial advisor currently at EVERSPIRE located in Midvale, Utah and MHL INVESTMENTS located in Midvale, Utah.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Terry Tucker | Ryan Tucker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Omnisource, non-investment related, Highland, Utah, owner, 2008, 1 hour/month, during and/or after securities hours, referrals to other real estate professionals. 2. Omni Real Estate, non-investment related, Highland, Utah, real estate manager, 6/2018, 5 hours/month, 5 hours/month during securities trading hours, personal holdings. 3. Name of business: N/A, non-investment related, Highland, Utah, 84003, Music performance, Owner, 02/24/2020, 5 hours/month, 0 hours/month during securities trading hours, Music performance/recordings. 4. The Views, LLC, investment-related, 1111 S Gap Canyon, Pkwy, St. George, UT 84770, Rental Property, Member (non-investment-related position), Working with Property Manager and collecting rent. The property is owned under an LLC. 5. TomiPlan - Investment Related; Midvale, UT; receives a referral fee for referring business to TomiPlan (Financial Planning Company). No securities or financial products are offered at TomiPlan; 12/2022; 10 hours/a month. 6. J2BC LLC, non-investment related, 2795 E Utah Ave, Fresno, CA 93720, Medical Industry. AbundaBox works with Connecting World Merchandise to connect AbundaBox with medical facilities that have patience that are covered under Mecicare & Medicaid who have patients who are qualified to receive medical supplies to their home. These supplies may include Covid Test, Ess. Vitamins, Monitoring Devices, etc., Marketing Broker, Refers C-Suite contacts to J2BC (wholesaler for CWM), 02/06/2024, 10 hrs/mo., 10 hrs/mo. during securities trading hours, Connecting Worldwide Merchandise). He only makes an introduction and then CWM, the referral, and AbundaBox meet. If the AbundaBox services meet the needs of some of the medical facilities qualified patients, then Ryan will get approx .60 per box delivered. AbundaBox pays CWM for referring the business, CWM pays J2BC, & J2BC pay a referral fee to Ryan (.60 per box).
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2017 - Present
EVERSPIRE
Office #1: 6900 South 900 East Suite 200, Midvale, UT 84047RIA
CRD#: 222515
Midvale, UT
Current
January 23, 2018 - Present
MHL INVESTMENTS
Office #1: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047Office #2: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047BD
CRD#: 2535
Midvale, UT
Past
July 11, 2017 - November 14, 2017
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Sandy, UT
Past
January 15, 2013 - June 21, 2017
TD AMERITRADE, INC.
RIA
CRD#: 7870
Draper, UT
Past
January 15, 2013 - June 21, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
DRAPER, UT
Past
December 3, 2012 - June 21, 2017
TD AMERITRADE, INC.
BD
CRD#: 7870
DRAPER, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/7/2018)
RR
California(9/7/2018)
RR
Colorado(2/8/2018)
RR
Florida(1/24/2018)
RR
Idaho(1/24/2018)
RR
Illinois(1/23/2018)
RR
Maryland(12/5/2024)
RR
Montana(12/8/2023)
RR
Nevada(2/26/2018)
RR
New Jersey(1/23/2018)
RR
New York(1/25/2018)
RR
Oklahoma(1/27/2021)
RR
Oregon(7/25/2018)
RR
Pennsylvania(10/7/2018)
RR
Tennessee(2/6/2020)
IAR
Texas(1/13/2022)
RR
Texas(2/22/2022)
IAR
Utah(7/11/2017)
RR
Utah(1/24/2018)
RR
Washington(8/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6900 South 900 East Suite 200, Midvale, UT 84047
Mailing Address
Phone number
(801) 545-8706
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,846 |
| AUM (Assets Under Management) | $ 181,142,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
