DD
Donald D. Davis
PRIME MERIDIAN CAPITAL MANAGEMENT
Walnut Creek, CA 94596
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CRD#: 6138476
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Professional summary
Donald David Davis, who also goes by Donald D. Davis, is a registered financial advisor currently at PRIME MERIDIAN CAPITAL MANAGEMENT, LLC located in Walnut Creek, California.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Donald has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald D. Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Donald David Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2017 - Present
PRIME MERIDIAN CAPITAL MANAGEMENT, LLC
Office #1: 2121 N. California Blvd. Suite 830, Walnut Creek, CA 94596RIA
CRD#: 166003
Walnut Creek, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PRIME MERIDIAN CAPITAL MANAGEMENT, LLC
PRIME MERIDIAN CAPITAL MANAGEMENT, LLC
CRD#: 166003 / SEC#: 801-110964
RIA
Registered Investment Advisory firm - (8/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/16/2017)
Current Firm
PM
PRIME MERIDIAN CAPITAL MANAGEMENT, LLC
PRIME MERIDIAN CAPITAL MANAGEMENT, LLC
CRD#: 166003 / SEC#: 801-110964
RIA
Registered Investment Advisory firm - (8/11/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2121 N. California Blvd. Suite 830, Walnut Creek, CA 94596
Mailing Address
Phone number
(925) 587-5075
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 186,512,743 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/30/2017 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRIME MERIDIAN CAPITAL MANAGEMENT, LLC
CRD#: 166003Walnut Creek, CA 94596TRUST BUT VERIFY
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