Amy L. Farber
STRATEGIC ADVISERS LLC | Financial Consultant
CHICAGO, IL
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CRD#: 6138310
Professional summary
Amy Lynn Farber, who also goes by Amy L Defilippis Mrs, Amy L Farber Miss, Amy L Farber, Amy L Ferro, Amy Lynn Farber, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chicago, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Orland Park, Illinois.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Amy has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 3, Series 7 and Series 9 exams.
Biography
I consistently look for an opportunity to leverage my experiences and strengths to build a strong professional relationship with my clients and colleagues. My goal is to create a remarkable experience for every client on every interaction.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy L Defilippis Mrs | Amy L Farber Miss | Amy L Farber | Amy L Ferro | Amy Lynn Farber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Lynn Farber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Northwestern University
Bachelor of Arts (BA) - Psychology and Music
1987
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 15105 S. Lagrange Road, Orland Park, IL 60462-3708RIA
CRD#: 104555
CHICAGO, IL
Current
May 15, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 15105 S. Lagrange Road, Orland Park, IL 60462BD
CRD#: 7784
Orland Park, IL
Past
May 20, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ORLAND PARK, IL
Past
August 2, 2016 - April 24, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ROLLING MEADOWS, IL
Past
August 2, 2016 - April 24, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ROLLING MEADOWS, IL
Past
July 1, 2015 - July 14, 2016
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
NORTHBROOK, IL
Past
June 16, 2015 - July 14, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
NORTHBROOK, IL
Past
December 20, 2012 - April 20, 2015
OPTIONSXPRESS, INC.
BD
CRD#: 103849
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2020)
RR
Arizona(5/15/2019)
RR
Arkansas(7/8/2022)
RR
California(1/4/2022)
RR
Colorado(11/16/2020)
RR
Florida(11/17/2020)
RR
Georgia(2/18/2021)
RR
Illinois(5/15/2019)
IAR
Illinois(3/31/2025)
RR
Indiana(5/15/2019)
RR
Kentucky(6/12/2024)
RR
Michigan(5/15/2019)
RR
Missouri(4/24/2025)
RR
New Jersey(4/23/2020)
RR
New York(5/19/2021)
RR
North Carolina(8/8/2020)
RR
Ohio(4/13/2021)
RR
Pennsylvania(4/24/2025)
RR
South Carolina(2/12/2021)
RR
Tennessee(3/12/2021)
RR
Texas(9/18/2020)
IAR
Texas(3/31/2025)
RR
Washington(11/21/2019)
RR
Wisconsin(5/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Chicago, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
