PS
Patrick B. Sartor
MGI FUNDS DISTRIBUTORS
Boston, MA 02110
Some features on this profile are disabled
CRD#: 6138015
PS
Professional summary
Patrick Boussard Sartor, who also goes by Patrick Sartor, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2012. Patrick has worked at 4 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick Sartor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Boussard Sartor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2020 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 99 High Street, Boston, MA 02110BD
CRD#: 35682
Boston, MA
Past
November 28, 2018 - March 23, 2020
HIRTLE, CALLAGHAN & CO., LLC
RIA
CRD#: 105403
Louisville, KY
Past
April 1, 2013 - October 31, 2018
PNC CAPITAL ADVISORS LLC
RIA
CRD#: 151829
LOUISVILLE, KY
Past
December 7, 2012 - November 1, 2018
FORESIDE DISTRIBUTION SOLUTIONS, LLC
BD
CRD#: 118787
LOUISVILLE, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/22/2020)
RR
Alaska(10/22/2020)
RR
Arizona(10/22/2020)
RR
Arkansas(10/22/2020)
RR
California(10/22/2020)
RR
Colorado(10/22/2020)
RR
Connecticut(10/22/2020)
RR
Delaware(10/22/2020)
RR
District of Columbia(10/22/2020)
RR
Florida(10/22/2020)
RR
Georgia(10/22/2020)
RR
Hawaii(10/22/2020)
RR
Idaho(10/22/2020)
RR
Illinois(10/22/2020)
RR
Indiana(10/22/2020)
RR
Iowa(10/22/2020)
RR
Kansas(10/22/2020)
RR
Kentucky(10/22/2020)
RR
Louisiana(10/22/2020)
RR
Maine(10/22/2020)
RR
Maryland(10/22/2020)
RR
Massachusetts(10/22/2020)
RR
Michigan(10/22/2020)
RR
Minnesota(10/22/2020)
RR
Mississippi(10/22/2020)
RR
Missouri(10/22/2020)
RR
Montana(10/22/2020)
RR
Nebraska(10/22/2020)
RR
Nevada(10/22/2020)
RR
New Hampshire(10/22/2020)
RR
New Jersey(10/22/2020)
RR
New Mexico(10/22/2020)
RR
New York(10/22/2020)
RR
North Carolina(10/22/2020)
RR
North Dakota(10/22/2020)
RR
Ohio(10/22/2020)
RR
Oklahoma(10/22/2020)
RR
Oregon(10/22/2020)
RR
Pennsylvania(10/22/2020)
RR
Puerto Rico(1/6/2023)
RR
Rhode Island(10/22/2020)
RR
South Carolina(10/22/2020)
RR
South Dakota(10/22/2020)
RR
Tennessee(2/19/2026)
RR
Texas(10/22/2020)
RR
Utah(10/22/2020)
RR
Vermont(10/22/2020)
RR
Virginia(10/22/2020)
RR
Washington(10/22/2020)
RR
West Virginia(10/22/2020)
RR
Wisconsin(10/22/2020)
RR
Wyoming(10/22/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MGI FUNDS DISTRIBUTORS, LLC
MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682 / SEC#: , 8-46960
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MGI FUNDS DISTRIBUTORS, LLC
CRD#: 35682Boston, MA 02110TRUST BUT VERIFY
Monitor Patrick Sartor
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
