Justin Besterman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Besterman was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2013. Justin had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2021 - November 14, 2023
AMELIORA WEALTH MANAGEMENT LTD.
September 4, 2014 - July 10, 2015
FISHER INVESTMENTS
February 15, 2013 - August 25, 2014
UBS FINANCIAL SERVICES INC.
January 18, 2013 - August 25, 2014
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
AMELIORA WEALTH MANAGEMENT LTD.
CRD#: 164038 / SEC#: 801-76787
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMELIORA WEALTH MANAGEMENT LTD.
CRD#: 164038 / SEC#: 801-76787
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 286 |
| AUM (Assets Under Management) | $ 877,729,020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
