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BP

Brian H. Paulk

TRUEWEALTH ADVISORS
Montgomery, AL 36109
Some features on this profile are disabled
CRD#: 6137327
BP

Professional summary

Brian Heath Paulk, who also goes by Brian H Paulk, is a registered financial advisor currently at TRUEWEALTH ADVISORS, LLC located in Montgomery, Alabama and CETERA WEALTH SERVICES, LLC located in Greenville, Alabama.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian H Paulk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Heath Paulk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2021 - Present

TRUEWEALTH ADVISORS, LLC

Office #1: 5310 Atlanta Highway, Montgomery, AL 36109
RIA
CRD#: 298838
Montgomery, AL
Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 500 E Commerce Street, Greenville, AL 36037Office #2: 5310 Atlanta Highway, Montgomery, AL 36109
BD
CRD#: 13572
Greenville, AL
Past

December 16, 2014 - January 4, 2021

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
Greenville, AL
Past

November 7, 2013 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
Greenville, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT

CRD#: 298838 / SEC#: 801-114236

RIA
Registered Investment Advisory firm - (10/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Alabama
(1/5/2021)
RR
Alabama
(2/20/2025)
RR
Arkansas
(2/20/2025)
RR
Florida
(2/20/2025)
RR
Georgia
(2/20/2025)
RR
Mississippi
(2/20/2025)
RR
Tennessee
(2/20/2025)
RR
Texas
(2/20/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/16/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT

CRD#: 298838 / SEC#: 801-114236

RIA
Registered Investment Advisory firm - (10/31/2018 Approved)
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Contact information

Main Address
2000 Southlake Park Suite 200, Hoover, AL 35244
Mailing Address
Phone number
(205) 588-4800
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRUEWEALTH ADVISORS, LLC - ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts1,439
AUM (Assets Under Management)$ 438,937,842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUEWEALTH ADVISORS, LLC

CRD#: 298838Montgomery, AL 36109

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