Glen A. Davenport
Professional summary
Glen Allen Davenport is a registered financial professional currently at OSAIC WEALTH, INC. located in Newport News, Virginia.
Glen is registered as a RR (Registered Representative) and started their career in finance in 1973. Glen has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glen Allen Davenport's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 11528 Jefferson Ave, Newport News, VA 23601April 1, 2016 - June 14, 2024
SECURITIES AMERICA, INC.
July 27, 1994 - April 23, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 15, 1993 - July 26, 1994
VOYA FINANCIAL PARTNERS, LLC
December 7, 1987 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 11, 1978 - August 5, 1981
AMERICAN GENERAL EQUITY SERVICES CORPORATION
September 7, 1973 - April 25, 1978
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 7, 1973 - April 25, 1978
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2024)
(9/11/2025)
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(3/25/2025)
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(9/4/2024)
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(6/14/2024)
(7/18/2025)
Exams
Series 1
Date: 9/5/1973
Registered Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Newport News, VA 23601TRUST BUT VERIFY
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