Garrett Michael Prom
CFP®Professional Summary
Garrett Michael Prom, CFP® is a registered financial advisor currently at PROMINENT FINANCIAL PLANNING LLC located in Austin, Texas. Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Garrett has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Education Funding
- Retirement Planning
- Investment Management
- Financial Planning
- Tax Planning
Biography
Delegator You acknowledge you need: Ongoing support and availability of a CERTIFIED FINANCIAL PLANNER(TM) Expert guidance in most (if not all) areas of your financial life Assistance or delegation of managing your investment accounts You do not want: To be sold investments or insurance policies To worry about making any large financial decisions without expert advice Someone whose compensation is tied to how much money they manage Services for Delegators Ongoing Financial Planning There is...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
PROMINENT FINANCIAL PLANNING LLC
Contact Information
Main Address
Austin, TXPhone Number
(512) 660-7766# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
243AUM (Assets Under Management)
$41,600,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/2/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Garrett Michael Prom's CRS (Customer Relationship Summary).
Services Offered by Garrett
- Education Funding
- Retirement Planning
- Investment Management
- Financial Planning
- Tax Planning
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