JM
Jerry T. Mirolla
PROSSIMO ADVISORS LLC
San Luis Obispo, CA 93401
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CRD#: 6136304
JM
Professional summary
Jerry Todd Mirolla is a registered financial advisor currently at PROSSIMO ADVISORS LLC located in San Luis Obispo, California.
Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jerry has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Premier Valley Bank, 225 E. River Park Circle Dr., Ste 180, Fresno, CA 93720. Mr. Mirolla has been a member of the Board of Directors since March, 2017. Prior to March, 2017, Mr. Mirolla was a member of the Board of Directors of Founders Community Bank from May, 2005 to February, 2017, when Founders Community Bank was acquired by Heartland Financial USA, Inc. and merged into Premier Valley Bank. Mr. Mirolla was asked to continue on the Board of Directors of Premier Valley Bank (also owned by Heartland Financial USA, Inc.). Mr. Mirolla currently serves on no committees of the Premier Valley Bank Board of Directors. Mr. Mirolla spends approximately 6 hours/month on this activity, after securities trading hours. Premier Valley Bank has no stock and is not publicly traded.
Mr. Mirolla is an attorney licensed in California, and currently Of Counsel for Andre, Morris & Buttery, P.C., located at 1102 Laurel Lane, San Luis Obispo, CA 93401. Mr. Mirolla is also the owner of Consiliarius Consultants, a consulting firm which advises owners of closely-held companies on how to devise exit strategies and liquidity events for their businesses. Neither Andre, Morris & Buttery, P.C. nor Consiliarius Consultants is engaged in investment-related activity. Mr. Mirolla devotes approximately 15 hours/month and 10 hours/month, respectively, after securities trading hours to various tasks for Andre, Morris & Buttery, P.C. and Consiliarius Consultants, respectively.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Todd Mirolla's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2017 - Present
PROSSIMO ADVISORS LLC
Office #1: 1150 Osos Street Suite 208, San Luis Obispo, CA 93401RIA
CRD#: 289347
San Luis Obispo, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PROSSIMO ADVISORS LLC
PROSSIMO ADVISORS LLC
CRD#: 289347 / SEC#: 801-118685
RIA
Registered Investment Advisory firm - (5/11/2020 Approved)California
Registered Investment Advisory firm - (4/20/2018 Approved)Texas
Registered Investment Advisory firm - (4/2/2019 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/6/2017)
IAR
Texas(4/11/2019)
Current Firm
PA
PROSSIMO ADVISORS LLC
PROSSIMO ADVISORS LLC
CRD#: 289347 / SEC#: 801-118685
RIA
Registered Investment Advisory firm - (5/11/2020 Approved)California
Registered Investment Advisory firm - (4/20/2018 Approved)Texas
Registered Investment Advisory firm - (4/2/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1150 Osos Street Suite 208, San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 548-2800
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 196,294,029 |
Red Flags
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Company Information
PROSSIMO ADVISORS LLC
CRD#: 289347San Luis Obispo, CA 93401TRUST BUT VERIFY
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