Richard D. Marshall

MARSHALL FINANCIAL ADVISORY.

Aurora, CO 80016

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CRD#: 6136277

Professional summary

Richard David Marshall is a registered financial advisor currently at MARSHALL FINANCIAL ADVISORY, LLC. located in Aurora, Colorado.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MULTI-FAMILY REAL ESTATE RENTAL PROPERTIES (MFR PROPERTIES, LLC.). MFR IS A FAMILY OWNED BUSINESS ESTABLISHED TO TAKE ADVANTAGE OF DISTRESSED ASSETS AND IS NOT "INVESTMENT RELATED" IN THAT IT DOES NOT DEAL WITH SECURITIES. THE BUSINESS IS OPPORTUNISITIC AND REQUIRES LITTLE DAY TO DAY MANAGEMENT EXCEPTING FOR PERIODIC PROJECTS THAT CAN BE TIME INTENSIVE TO MANAGE REFURBISHMENTS, ETC. I WILL LIKELY RETURN TO CORPORATE BANKING WHEN MARKETS IMPROVE (DATE UNKNOWN) THAT WILL LIKELY IMPACT MY WORKING DAY. I AM PRIMARILY A "PASSIVE" SECURITIES INVESTOR AND RELY ON DEVELOPING PORTFOLIOS FOR CUSTOMERS TO MEET THEIR OBJECTIVES THAT DO NOT REQUIRE "FULL TIME" MONITORING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard David Marshall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2013 - Present

MARSHALL FINANCIAL ADVISORY, LLC.

Office #1: 6625 S. Quemoy Circle, Aurora, CO 80016

RIA

CRD#: 166011

Aurora, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2012

Uniform Investment Adviser Law Examination

Current Firm

MARSHALL FINANCIAL ADVISORY, LLC.

MARSHALL FINANCIAL ADVISORY, LLC. | MARSHALL, RICHARD DAVID

CRD#: 166011 / SEC#:

Colorado

Registered Investment Advisory firm - (3/4/2013 Approved)

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Contact information

Main Address

6625 S. Quemoy Circle, Aurora, CO 80016

Mailing Address

Phone number

(303) 898-8527

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 5,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard D. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard David Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARSHALL FINANCIAL ADVISORY, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2012

Current Firm

MARSHALL FINANCIAL ADVISORY, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARSHALL FINANCIAL ADVISORY, LLC.

TRUST BUT VERIFY

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