CG
Cortino R. Garcia
CENTAURUS FINANCIAL
Eagle, ID 83616
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CRD#: 6136266
CG
Professional summary
Cortino Rito Garcia, who also goes by Cory R Garcia, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Eagle, Idaho.
Cortino is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Cortino has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cory R Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Altius Enterprises, non-investment related, Meridian, ID 83646, rental properties, owner/real estate agent, since 10/2008, devoted time is 2 hours a month, receive reports from property manager, processing lease payments, managing property maintenance and communication. 2. NATIONAL GUARDIAN LIFE - ZAGHORN MARKETING POSITION: Insurance Agent NATURE: Guaranteed issue Whole Life Insurance policies issued by National Guardian Life for liquid estate planning purposes. Insurance benefit provides assets for funeral, estate and beneficiary expenses. Marketing and sales support is provided by Zaghorn Marketing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: null START DATE: 03/09/2020 ADDRESS: PO Box 1191, Madison WI 53701, United States DESCRIPTION: Life insurance agent for Whole Life insurance policies position for the purpose of final expense. 3. ALPHA III WEALTH MANAGEMENT, LLC POSITION: Wealth Advisor NATURE: This is a DBA for branding and marketing purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 3144 W. Belltower Dr., Meridian ID 83646, United States DESCRIPTION: This is a DBA for branding and marketing purposes only. LAKE HOUSE FINANCIAL, LLC POSITION: Owner NATURE: Term, disability and life insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 3509 W Bavaria St. Suite #102, Eagle ID 83616, United States DESCRIPTION: Term, disability and life insurance sales.
CRS (Client Relationship Summary) - RIA
Click below to view Cortino Rito Garcia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cortino Rito Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3509 W. Bavaria Street Suite #102, Eagle, ID 83616RIA
BD
CRD#: 30833
Eagle, ID
Current
January 3, 2020 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 3509 W. Bavaria Street Suite #102, Eagle, ID 83616RIA
BD
CRD#: 30833
Eagle, ID
Past
August 9, 2016 - December 31, 2019
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Boise, ID
Past
August 9, 2016 - December 31, 2019
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Boise, ID
Past
November 12, 2013 - August 9, 2016
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
RIA
CRD#: 135288
Boise, ID
Past
November 12, 2013 - August 9, 2016
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
BD
CRD#: 135288
Boise, ID
Past
February 5, 2013 - November 15, 2013
MORGAN STANLEY
RIA
CRD#: 149777
BOISE, ID
Past
January 11, 2013 - November 15, 2013
MORGAN STANLEY
BD
CRD#: 149777
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(7/11/2024)
IAR
California(1/6/2020)
IAR
Hawaii(11/15/2024)
RR
Idaho(1/3/2020)
IAR
Idaho(1/3/2020)
IAR
Oklahoma(10/21/2024)
IAR
Oregon(10/27/2022)
RR
Oregon(7/17/2025)
IAR
Texas(5/5/2022)
IAR
Utah(1/3/2020)
RR
Utah(4/3/2025)
IAR
Washington(1/3/2020)
IAR
Wyoming(8/18/2022)
RR
Wyoming(4/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
