Geoffrey D. Garner
Professional summary
Geoffrey D Garner, who also goes by Geoff D Garner, Geoffrey D Garner, Geoffrey Garner, is a registered financial advisor currently at FLEMING FINANCIAL SERVICES located in Mesa, Arizona.
Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Geoffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey D Garner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2023 - Present
FLEMING FINANCIAL SERVICES
Office #1: 4702 E. Southern Av, Mesa, AZ 85206June 10, 2019 - February 23, 2022
MORGAN STANLEY
June 10, 2019 - February 23, 2022
MORGAN STANLEY
February 4, 2013 - June 3, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 2013 - June 3, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2023)
Exams
Current Firm
FLEMING FINANCIAL SERVICES
CRD#: 145717 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 510 |
| AUM (Assets Under Management) | $ 51,000,000 |
Red Flags
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Company Information
FLEMING FINANCIAL SERVICES
CRD#: 145717Mesa, AZ 85206TRUST BUT VERIFY
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