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CS

Conor J. Sen

PEACHTREE CREEK INVESTMENTS
Brookhaven, GA
Some features on this profile are disabled
CRD#: 6135822
CS

Professional summary

Conor James Sen is a registered financial advisor currently at PEACHTREE CREEK INVESTMENTS located in Brookhaven, Georgia.

Conor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Conor has worked at 2 firms and has passed the Series 65, Series 3 and Series 30 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Conor James Sen is a contract writer/Columnist with Bloomberg. He gets paid on a per-column basis at least 2 pieces per week. He writes about the economy, financial markets, housing, demographics, and politics. He doesn't give buy or sell recommendations for securities. Also done media appearances on Bloomberg shows (the "What Did You Miss?" TV show and a Bloomberg View radio program), for which receives no compensation. Start date: 06/16; 12 hrs/mo; 3-4 hrs/mo during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conor James Sen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2020 - Present

PEACHTREE CREEK INVESTMENTS

RIA
CRD#: 309755
Brookhaven, GA
Past

December 12, 2012 - October 30, 2020

NEW RIVER INVESTMENTS

RIA
CRD#: 157173
Brookhaven, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(9/3/2020)
IAR
Texas
(8/17/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/2012
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 4/22/2015
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 30
Date: 5/18/2015
NFA Branch Manager Examination

Current Firm

PC
PEACHTREE CREEK INVESTMENTS
PEACHTREE CREEK INVESTMENTS | PEACHTREE CREEK INVESTMENTS, LLC

CRD#: 309755 / SEC#:

Georgia
Registered Investment Advisory firm - (9/3/2020 Approved)
Texas
Registered Investment Advisory firm - (8/14/2020 Conditional Restricted)
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Contact information

Main Address
Brookhaven, GA
Mailing Address
Phone number
(951) 858-3498
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts38
AUM (Assets Under Management)$ 34,226,404

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEACHTREE CREEK INVESTMENTS

CRD#: 309755Brookhaven, GA

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