Jonathan Thomas

LVW ADVISORS

Pittsford, NY 14534

Some features on this profile are disabled

CRD#: 6135689

Professional summary

Jonathan Thomas is a registered financial advisor currently at LVW ADVISORS, LLC located in Pittsford, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jonathan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2021 - Present

LVW ADVISORS, LLC

Office #1: 67b Monroe Avenue, Pittsford, NY 14534

RIA

CRD#: 159403

Pittsford, NY

Past

March 24, 2017 - January 21, 2020

MCKINLEY CARTER WEALTH SERVICES, INC.

RIA

CRD#: 135184

WEXFORD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LVW ADVISORS, LLC

LVW ADVISORS, LLC | ZAPPIA FAMILY WEALTH | LVW FLYNN

CRD#: 159403 / SEC#: 801-72830

RIA

Registered Investment Advisory firm - (10/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/6/2021)

IAR

Texas
(9/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2017

Uniform Investment Adviser Law Examination

Current Firm

LVW ADVISORS, LLC

LVW ADVISORS, LLC | ZAPPIA FAMILY WEALTH | LVW FLYNN

CRD#: 159403 / SEC#: 801-72830

RIA

Registered Investment Advisory firm - (10/28/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

67b Monroe Avenue, Pittsford, NY 14534

Mailing Address

Phone number

(585) 267-4900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LVW ADVISORS, LLC FORM ADV PART 2 BROCHURE (4/11/2025)

Regulatory assets under management

Total Number of Accounts	2,583
AUM (Assets Under Management)	$ 2,281,803,093

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
01/27/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LVW ADVISORS, LLC

MCKINLEY CARTER WEALTH SERVICES, INC.

Primary Firm SEC Registration

LVW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2017

Current Firm

LVW ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LVW ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors