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CW

Christa Whitman

PREISZ FINANCIAL

PORTLAND, OR

·CRD# 6135536·5 years experience

Professional Summary

Christa Whitman, who also goes by Christa Kay Whitman, is a registered financial advisor currently at PREISZ FINANCIAL located in Portland, Oregon and LPL FINANCIAL LLC located in Portland, Oregon. Christa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Christa has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christa Kay Whitman

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

PREISZ FINANCIAL·CRD# 144469

RIA

4525 Sw Condor Ave, Portland, OR 97239

January 27, 2025 - Present

LPL FINANCIAL LLC·CRD# 6413

RIA

BD

4525 Sw Condor Ave, Portland, OR 97239-4061

August 26, 2024 - Present

LPL FINANCIAL LLC·CRD# 6413

RIA

Fort Mill, SC

October 17, 2024 - November 19, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

BD

Beaverton, OR

November 10, 2023 - July 19, 2024

PARK AVENUE SECURITIES LLC·CRD# 46173

BD

Portland, OR

March 15, 2023 - December 18, 2023

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

BD

Lake Oswego, OR

November 22, 2021 - January 9, 2023

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Current Firm

PF

PREISZ FINANCIAL

PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL

CRD#: 144469 / SEC#: 801-115031

RIA

Registered Investment Advisory firm - SEC (4/18/2019 Approved)

Oregon

Registered Investment Advisory firm - Oregon (1/29/2020 Terminated)

Texas

Registered Investment Advisory firm - Texas (1/29/2020 Terminated)

Washington

Registered Investment Advisory firm - Washington (2/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4525 Sw Condor Ave, Portland, OR 97239

Phone Number

(503) 224-1600

# of Employees

10

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PREISZ FINANCIAL FIRM BROCHURE (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

352

AUM (Assets Under Management)

$701,681,920

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 08/2024 - Preisz Financial / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 07/25/2024 2- 04/14/2026 - Preisz Financial - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 11/03/2025 - 170 hours per month/ 108 hours during trading - I provide investment advisory services through Preisz Financial, an independent investment advisor firm. I started this business activity in 11/2025. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 04/22/2026 - Crump - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/22/2025 - 5 hours per month/ during trading

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PF

PREISZ FINANCIAL

PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL

CRD#: 144469 / SEC#: 801-115031

RIA

Registered Investment Advisory firm - SEC (4/18/2019 Approved)

Oregon

Registered Investment Advisory firm - Oregon (1/29/2020 Terminated)

Texas

Registered Investment Advisory firm - Texas (1/29/2020 Terminated)

Washington

Registered Investment Advisory firm - Washington (2/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Oregon
(10/11/2024)

IAR

Oregon
(1/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2024About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2021About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christa Whitman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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CW

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