Devon V. Flushing

APERTURE FINANCIAL

Wildwood, MO 63038

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CRD#: 6134963

Professional summary

Devon Vincent Flushing, who also goes by Devon Flushing, is a registered financial advisor currently at APERTURE FINANCIAL located in Wildwood, Missouri.

Devon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Devon has worked at 5 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Devon Flushing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devon Vincent Flushing's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2024 - Present

APERTURE FINANCIAL

Office #1: 1339 Shepard Rd, Wildwood, MO 63038

RIA

CRD#: 329481

Wildwood, MO

Past

March 26, 2021 - December 31, 2021

APERTURE FINANCIAL

RIA

CRD#: 308771

CLAYTON, MO

Past

November 25, 2019 - February 4, 2020

GUIDE MY FINANCES

RIA

CRD#: 289013

CARLSBAD, CA

Past

January 22, 2015 - June 9, 2015

CETERA WEALTH SERVICES, LLC

CRD#: 13572

IRVINE, CA

Past

November 18, 2013 - November 11, 2014

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SEAL BEACH, CA

Past

August 6, 2013 - August 16, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHESTERFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2013

General Securities Representative Examination

Current Firm

APERTURE FINANCIAL

APERTURE FINANCIAL | APERTURE FINANCIAL LLC

CRD#: 329481 / SEC#:

Missouri

Registered Investment Advisory firm - (3/26/2024 Approved)

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Contact information

Main Address

1339 Shepard Rd, Wildwood, MO 63038

Mailing Address

Phone number

(314) 686-8637

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Devon V. Flushing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devon Vincent Flushing's CRS (Customer Relationship Summary).

Certified licenses

Experience

APERTURE FINANCIAL

APERTURE FINANCIAL

GUIDE MY FINANCES

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2019

SIE

Date: 6/9/2015

Series 7

Date: 6/13/2013

Current Firm

APERTURE FINANCIAL

Contact information

Documents

Red Flags

Company Information

APERTURE FINANCIAL

TRUST BUT VERIFY

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