Frank G. Beardsley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Grenville Beardsley, who also goes by Frank Grenville Beardsley IV, Frank Beardsley, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2013. Frank had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2024 - July 9, 2026
FRANKLIN DISTRIBUTORS, LLC
February 13, 2024 - May 24, 2024
GREAT POINT CAPITAL LLC
June 26, 2023 - November 17, 2023
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
March 19, 2021 - March 24, 2022
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
April 16, 2015 - January 16, 2019
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
December 18, 2013 - April 20, 2015
GUGGENHEIM SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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