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Christopher F. Chiu
RCM WEALTH ADVISORS
CHICAGO, IL 60605
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CRD#: 6134847
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Professional summary
Christopher F Chiu is a registered financial advisor currently at RCM WEALTH ADVISORS located in Chicago, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Christopher has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RALLOC CAPITAL LLC; INVESTMENT RELATED=YES; ADDRESS: 621 S. PLYMOUTH CT., SUITE 100, CHICAGO, IL 60605; NATURE OF BUSINESS: INVESTMENT PARTNERSHIP; TITLE: MANAGING MEMBER; START DATE: APRIL 2011; HOURS/MONTH DEVOTED: 10; HOURS DURING SECURITIES TRADING HOURS: 0.5; DUTIES: INVESTMENT RESEARCH, PORTFOLIO MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher F Chiu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2014 - Present
RCM WEALTH ADVISORS
Office #1: 621 S. Plymouth Ct. Suite 100, Chicago, IL 60605RIA
CRD#: 153641
CHICAGO, IL
Past
January 2, 2013 - September 8, 2016
RALLOC CAPITAL LLC
RIA
CRD#: 166002
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC
CRD#: 153641 / SEC#: 801-92177
RIA
Registered Investment Advisory firm - (4/20/2015 Approved)California
Registered Investment Advisory firm - (5/22/2015 Terminated)Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)New York
Registered Investment Advisory firm - (4/22/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/10/2014)
Current Firm
RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC
CRD#: 153641 / SEC#: 801-92177
RIA
Registered Investment Advisory firm - (4/20/2015 Approved)California
Registered Investment Advisory firm - (5/22/2015 Terminated)Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)New York
Registered Investment Advisory firm - (4/22/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
318 W Adams St 10th Floor, Chicago, IL 60606
Mailing Address
Phone number
(866) 903-1822
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 941 |
| AUM (Assets Under Management) | $ 324,000,000 |
Red Flags
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