Tamia L. Jordan

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CRD#: 6134591

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tamia L Jordan, CFP®, who also goes by Tamia Jordan, was a registered financial professional .

Tamia is a previously registered financial professional and started their career in finance in 2012. Tamia had worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tamia Jordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[THE LAW OFFICES OF MARK E. LEWIS ESQ, 17011 BEACH BLVD STE 800 HUNTINGTON BEACH CA 92647, REFERRALS FOR ESTATE PLANNING, 11/21/2012, 1 HOURS TOTAL, 1 DURING TRADING HOURS, REFER INTERESTED PROSPECTS TO THE ORGANIZATION.].-- [TRILOGY FINANCIAL SERVICES INC, 26635 W. AGOURA ROAD STE 101 CALABASAS CA 91302, FINANCIAL EXECUTIVE, 11/15/2012, 10 HOURS TOTAL, 10 DURING TRADING HOURS, SALES OF FIXED INSURANCE.].-- DRIVERSED.COM; DRIVING INSTRUCTOR SINCE 06/2015; 30 HRS.MO, NOT INVESTMENT RELATED ZEMBO MEDICAL MAIL NETWORK: FILE MEDICAL PAPERWORK, SINCE 07/2015; 40 HRS/MO., CANOGA PARK, CA; NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

March 7, 2018 - October 7, 2025

ACAP ASSET MANAGEMENT, INC.

RIA

CRD#: 149452

STUDIO CITY, CA

Past

November 26, 2012 - September 9, 2013

NATIONAL PLANNING CORPORATION

CRD#: 29604

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACAP ASSET MANAGEMENT, INC.

ACAP ASSET MANAGEMENT, INC. | ARA CAPITAL ASSET MANAGEMENT, INC.

CRD#: 149452 / SEC#: 801-118117

RIA

Registered Investment Advisory firm - (2/21/2020 Approved)

California

Registered Investment Advisory firm - (4/25/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/1/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/24/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ACAP ASSET MANAGEMENT, INC.

ACAP ASSET MANAGEMENT, INC. | ARA CAPITAL ASSET MANAGEMENT, INC.

CRD#: 149452 / SEC#: 801-118117

RIA

Registered Investment Advisory firm - (2/21/2020 Approved)

California

Registered Investment Advisory firm - (4/25/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/26/2020 Terminated)

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Contact information

Main Address

12031 Ventura Blvd Suite 1, Studio City, CA 91604

Mailing Address

Phone number

(818) 272-8511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACAP ADV PART 2A - FIRM BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,204
AUM (Assets Under Management)	$ 218,036,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tamia L. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ACAP ASSET MANAGEMENT, INC.

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

ACAP ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/2012

Series 6

Date: 11/24/2012

Current Firm

ACAP ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACAP ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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