Alexander M. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Matthew Schneider, who also goes by Alex Matthew Schneider, Alex Schneider, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2013. Alexander had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2017 - December 31, 2017
ON INVESTMENT MANAGEMENT CO
November 21, 2013 - December 31, 2015
ON INVESTMENT MANAGEMENT CO
November 21, 2013 - December 31, 2017
THE O.N. EQUITY SALES COMPANY
June 11, 2013 - July 29, 2013
NEW ENGLAND SECURITIES
February 13, 2013 - July 29, 2013
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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