Lee M. Fauteux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Michael Fauteux was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 2012. Lee had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - June 15, 2022
ACERVUS SECURITIES, INC.
June 18, 2018 - June 15, 2021
GOLDMAN SACHS & CO. LLC
September 16, 2014 - August 17, 2016
SCOTTRADE, INC.
May 23, 2013 - June 13, 2014
SCOTTRADE, INC.
November 12, 2012 - February 26, 2013
DMG SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ACERVUS SECURITIES, INC.
CRD#: 298058 / SEC#: , 8-70206
Contact information
Documents
Red Flags
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