Nayivi V. Velez

VILLAGE WEALTH ADVISORS

Westlake Village, CA 91361

Some features on this profile are disabled

CRD#: 6133809

Professional summary

Nayivi Veronica Velez, CFP®, who also goes by Nayivi V Velez, Nayivi Velez, is a registered financial advisor currently at VILLAGE WEALTH ADVISORS located in Westlake Village, California.

Nayivi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nayivi has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nayivi V Velez | Nayivi Velez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nayivi Veronica Velez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 10, 2018 - Present

VILLAGE WEALTH ADVISORS

Office #1: 2945 Townsgate Road Suite 120, Westlake Village, CA 91361

RIA

CRD#: 296866

Westlake Village, CA

Past

March 3, 2016 - November 8, 2019

AVALAN, LLC

RIA

CRD#: 156109

Westlake Village, CA

Past

November 1, 2012 - April 7, 2016

ALEXANDRIA CAPITAL

RIA

CRD#: 129120

WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VILLAGE WEALTH ADVISORS

OUR WEALTH GUIDES, INC. | VILLAGE WEALTH ADVISORS

CRD#: 296866 / SEC#: 801-121298

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

California

Registered Investment Advisory firm - (6/26/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2018)

IAR

Texas
(3/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

VILLAGE WEALTH ADVISORS

OUR WEALTH GUIDES, INC. | VILLAGE WEALTH ADVISORS

CRD#: 296866 / SEC#: 801-121298

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

California

Registered Investment Advisory firm - (6/26/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2945 Townsgate Road Suite 120, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 603-4960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VWA FORM ADV PART 2 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 211,730,373

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nayivi V. Velez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nayivi Veronica Velez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VILLAGE WEALTH ADVISORS

AVALAN, LLC

ALEXANDRIA CAPITAL

Primary Firm SEC Registration

VILLAGE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

VILLAGE WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VILLAGE WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors