Matthew Seppanen

NEWPARK WEALTH MANAGEMENT

Park City, UT 84098

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CRD#: 6133717

Professional summary

Matthew Seppanen, CFP® is a registered financial advisor currently at NEWPARK WEALTH MANAGEMENT located in Park City, Utah.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I live in the mountain town of Park City, Utah with my wife, Denyse, and our three kids. When I'm not geeking out on financial news or white papers you'll find me outside with family, or hanging out with friends.

I graduated from Northwestern University and was an All-American on the golf team. I completed my post-graduate work in the CERTIFIED FINANCIAL PLANNER™ Certification program through Pepperdine University and hold the CFP® designation.

Question & Answer

What are your service offerings?

Retirement Income Management

Retirement Planning

Do you have an area of expertise or specialization?

Medical Professionals

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Seppanen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 16, 2016 - Present

NEWPARK WEALTH MANAGEMENT

Office #1: 2720 Homestead Road, Suite 140, Park City, UT 84098

RIA

CRD#: 286059

Park City, UT

Past

October 3, 2014 - December 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SALT LAKE CITY, UT

Past

October 3, 2014 - December 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SALT LAKE CITY, UT

Past

January 30, 2013 - October 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALT LAKE CITY, UT

Past

December 22, 2012 - October 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(12/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2012

General Securities Representative Examination

Current Firm

NEWPARK WEALTH MANAGEMENT

NEWPARK WEALTH MANAGEMENT | NEWPARK WEALTH MANAGEMENT LLC

CRD#: 286059 / SEC#:

Utah

Registered Investment Advisory firm - (12/16/2016 Approved)

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Contact information

Main Address

2720 Homestead Road, Suite 140, Park City, UT 84098

Mailing Address

Phone number

(435) 565-4410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 46,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Matthew Seppanen

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Seppanen's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWPARK WEALTH MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2013

SIE

Date: 12/19/2016

Series 7

Date: 12/21/2012

Current Firm

NEWPARK WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEWPARK WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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