Kyle M. Levy

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CRD#: 6133665

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kyle Michael Levy, who also goes by Kyle Levy, was a registered financial professional .

Kyle is a previously registered financial professional and started their career in finance in 2013. Kyle had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kyle Levy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 11, 2021 - November 1, 2022

KINGDOM CAPITAL MANAGEMENT, INC.

RIA

CRD#: 269899

WEST PALM BEACH, FL

Past

July 19, 2018 - July 2, 2019

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Past

February 7, 2018 - May 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TUCSON, AZ

Past

February 7, 2018 - May 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TUCSON, AZ

Past

June 2, 2016 - December 1, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PHOENIX, AZ

Past

June 2, 2016 - December 1, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PHOENIX, AZ

Past

April 9, 2015 - June 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHOENIX, AZ

Past

April 9, 2015 - June 3, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHOENIX, AZ

Past

August 9, 2013 - March 19, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2013

General Securities Representative Examination

Current Firm

KINGDOM CAPITAL MANAGEMENT, INC.

CRD#: 269899 / SEC#: 802-129658

Arizona

Registered Investment Advisory firm - (11/1/2022 Terminated)

Illinois

Registered Investment Advisory firm - (11/1/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3801 Pga Blvd Suite 600, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 847-3597

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Active	2/8/2024
Florida	ERA - Active	2/13/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle M. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KINGDOM CAPITAL MANAGEMENT, INC.

FISHER INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2013

SIE

Date: 5/29/2018

Series 7

Date: 8/9/2013

Current Firm

KINGDOM CAPITAL MANAGEMENT, INC.

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

KINGDOM CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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